Shamim Ruff - 10 Mar 2023 Form 4 Insider Report for REATA PHARMACEUTICALS INC

Role
Director
Signature
/s/ Tracy Herson, attorney-in-fact
Issuer symbol
N/A
Transactions as of
10 Mar 2023
Net transactions value
-$282,568
Form type
4
Filing time
13 Mar 2023, 17:23:56 UTC
Previous filing
09 Jun 2022
Next filing
09 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RETA Class A common stock Options Exercise $5,437 +199 +3.8% $27.32 5,422 10 Mar 2023 Direct
transaction RETA Class A common stock Options Exercise $46,092 +1,326 +24% $34.76 6,748 10 Mar 2023 Direct
transaction RETA Class A common stock Options Exercise $146,513 +4,215 +62% $34.76 10,963 10 Mar 2023 Direct
transaction RETA Class A common stock Sale $480,610 -5,740 -52% $83.73 5,223 10 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RETA Stock Option (right to buy) Options Exercise $0 -199 -100% $0.000000* 0 10 Mar 2023 Class A common stock 199 $27.32 Direct F2
transaction RETA Stock Option (right-to-buy) Options Exercise $0 -1,326 -75% $0.000000 443 10 Mar 2023 Class A common stock 1,326 $34.76 Direct F3
transaction RETA Stock Option (right-to-buy) Options Exercise $0 -4,215 -75% $0.000000 1,405 10 Mar 2023 Class A common stock 4,215 $34.76 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $83.67 to $83.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The options vested in two equal installments on March 10, 2022 and June 10, 2022.
F3 The options vest in four equal installments on September 14, 2022, December 8, 2022, March 1, 2023, and June 7, 2023, subject to continued service through each vesting date.