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Signature
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/s/ Tracy Herson, attorney-in-fact
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Stock symbol
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RETA
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Transactions as of
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Jul 28, 2023
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Transactions value $
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-$595,620
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Form type
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4
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Date filed
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8/1/2023, 04:41 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RETA |
Class A common stock |
Options Exercise |
$115K |
+1.25K |
+16.99% |
$92.20 |
8.61K |
Jul 28, 2023 |
Direct |
|
transaction |
RETA |
Class A common stock |
Options Exercise |
$615K |
+6.67K |
+77.43% |
$92.20 |
15.3K |
Jul 28, 2023 |
Direct |
|
transaction |
RETA |
Class A common stock |
Options Exercise |
$29.4K |
+319 |
+2.09% |
$92.20 |
15.6K |
Jul 28, 2023 |
Direct |
|
transaction |
RETA |
Class A common stock |
Sale |
-$1.35M |
-8.24K |
-52.81% |
$164.53 |
7.36K |
Jul 28, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RETA |
Stock Option (right to buy) |
Options Exercise |
$0 |
-1.25K |
-100% |
$0.00* |
0 |
Jul 28, 2023 |
Class A common stock |
1.25K |
$92.20 |
Direct |
F3 |
transaction |
RETA |
Stock Option (right to buy) |
Options Exercise |
$0 |
-6.67K |
-66.66% |
$0.00 |
3.33K |
Jul 28, 2023 |
Class A common stock |
6.67K |
$92.20 |
Direct |
F4 |
transaction |
RETA |
Stock Option (right to buy) |
Options Exercise |
$0 |
-319 |
-100% |
$0.00* |
0 |
Jul 28, 2023 |
Class A common stock |
319 |
$92.20 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: