Romulo Pontual - Jun 5, 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/ Romulo Pontual by Valerie J. Ballard pursuant to a Limited Power of Attorney dated July 21, 2022
Stock symbol
UEIC
Transactions as of
Jun 5, 2023
Transactions value $
$9,996
Form type
4
Date filed
6/7/2023, 12:16 PM
Previous filing
Apr 3, 2023
Next filing
Jul 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Purchase $10K +1.19K +35.11% $8.40 4.58K Jun 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UEIC Restricted Stock Units 1.25K Jun 5, 2023 Common Stock 0 Direct F1, F2, F3
holding UEIC Empl. Stock Option (Rt. to Buy) 20K Jun 5, 2023 Common Stock 0 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F3 This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date.
F4 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 This figure represents an aggregate number of stock options held by Reporting Person.