ROMULO PONTUAL - 01 Apr 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/ Romulo Pontual by Valerie J. Ballard pursuant to a Limited Power of Attorney dated July 21, 2022
Issuer symbol
UEIC
Transactions as of
01 Apr 2023
Net transactions value
$0
Form type
4
Filing time
03 Apr 2023, 17:26:49 UTC
Previous filing
03 Jan 2023
Next filing
07 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1,250 +58% 3,389 01 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1,250 -50% $0.000000 1,250 01 Apr 2023 Common Stock 1,250 Direct F1, F2
holding UEIC Empl. Stock Option (Rt. to Buy) 20,000 01 Apr 2023 Common Stock 0 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F3 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F5 This figure represents an aggregate number of stock options held by Reporting Person.