Romulo Pontual - Jul 1, 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/ Romulo Pontual by Valerie J. Ballard pursuant to a Limited Power of Attorney dated July 21, 2022
Stock symbol
UEIC
Transactions as of
Jul 1, 2023
Transactions value $
$0
Form type
4
Date filed
7/3/2023, 07:36 PM
Previous filing
Jun 7, 2023
Next filing
Oct 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1.25K +27.3% 5.83K Jul 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1.25K -100% $0.00* 0 Jul 1, 2023 Common Stock 1.25K Direct F1, F2
transaction UEIC Restricted Stock Units Award $0 +5K $0.00 5K Jul 1, 2023 Common Stock 5K Direct F1, F3
holding UEIC Empl. Stock Option (Rt. to Buy) 20K Jul 1, 2023 Common Stock 0 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These restricted stock units are one-fourth of the total granted in July of 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.
F3 Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024
F4 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F6 This figure represents an aggregate number of stock options held by Reporting Person.