Mark Fisher - Feb 21, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Stock symbol
SF
Transactions as of
Feb 21, 2023
Transactions value $
$649,971
Form type
4
Date filed
2/23/2023, 04:08 PM
Previous filing
Jan 20, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SF Common Stock 45.2K Feb 21, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $650K +9.75K +40.76% $66.65 33.7K Feb 21, 2023 Common Stock 9.75K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units vest in 20% increments over a five year period.
F2 No expiration date for these Units.