Mark P. Fisher - 18 Jan 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
18 Jan 2023
Net transactions value
-$308,252
Form type
4
Filing time
20 Jan 2023, 15:36:53 UTC
Previous filing
04 Mar 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +9,805 +24% $0.000000 50,490 18 Jan 2023 Direct
transaction SF Common Stock Tax liability $308,252 -5,281 -10% $58.37 45,209 18 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -9,805 -29% $0.000000 23,923 18 Jan 2023 Common Stock 9,805 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.