Brian Davis - Jan 20, 2023 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Chief Financial Officer, Director
Signature
/s/ Brian Davis by Micah Osborne
Stock symbol
HOMB
Transactions as of
Jan 20, 2023
Transactions value $
$0
Form type
4
Date filed
1/24/2023, 08:52 AM
Previous filing
Oct 31, 2022
Next filing
Jan 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOMB Common Stock - Restricted Stock Award $0 +3K +75% $0.00 7K Jan 20, 2023 Direct F1, F2, F3, F4, F5
holding HOMB Common Stock - Performance Based 10K Jan 20, 2023 Direct F6
holding HOMB Common Stock 73.7K Jan 20, 2023 Direct F5
holding HOMB Common Stock 7.13K Jan 20, 2023 By IRA
holding HOMB Common Stock 2.64K Jan 20, 2023 By 401(k) F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOMB Performance Stock Option 100K Jan 20, 2023 Common Stock 100K $18.46 Direct F8
holding HOMB Stock Option 50K Jan 20, 2023 Common Stock 50K $16.86 Direct F9
holding HOMB Performance Stock Option 20K Jan 20, 2023 Common Stock 20K $23.32 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F2 Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F3 Restricted Stock granted on January 22, 2021 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date
F4 Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F5 The reporting person had 2,000 shares of restricted stock vest since the last filing.
F6 The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
F7 Includes 18.7841 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F8 Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
F9 The option is exercisable in five equal annual installments. The first installment became exercisable on March 12, 2016.
F10 The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.