Brian Davis - Oct 28, 2022 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Chief Financial Officer, Director
Signature
/s/ Brian Davis by Micah Osborne
Stock symbol
HOMB
Transactions as of
Oct 28, 2022
Transactions value $
-$172,159
Form type
4
Date filed
10/31/2022, 04:43 PM
Previous filing
Jan 25, 2022
Next filing
Jan 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOMB Common Stock Options Exercise $335K +20K +27.91% $16.77 91.7K Oct 28, 2022 Direct F1
transaction HOMB Common Stock Tax liability -$335K -13.2K -14.42% $25.38 78.4K Oct 28, 2022 Direct F1
transaction HOMB Common Stock Sale -$172K -6.78K -8.65% $25.37 71.7K Oct 31, 2022 Direct F1
holding HOMB Common Stock - Restricted Stock 6K Oct 28, 2022 Direct F1, F2, F3, F4
holding HOMB Common Stock - Performance Based 10K Oct 28, 2022 Direct F5
holding HOMB Common Stock 7.13K Oct 28, 2022 By IRA
holding HOMB Common Stock 2.62K Oct 28, 2022 By 401(k) F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOMB Stock Option Options Exercise $0 -20K -100% $0.00* 0 Oct 28, 2022 Common Stock 20K $16.77 Direct F7
holding HOMB Performance Stock Option 100K Oct 28, 2022 Common Stock 100K $18.46 Direct F8
holding HOMB Stock Option 50K Oct 28, 2022 Common Stock 50K $16.86 Direct F9
holding HOMB Performance Stock Option 20K Oct 28, 2022 Common Stock 20K $23.32 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person had 1,000 shares of restricted stock vest since the last filing.
F2 Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F3 Restricted Stock granted on January 22, 2021 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date
F4 Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F5 The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
F6 Includes 56.9144 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F7 The option is exercisable in five equal annual installments. The first installment became exercisable on April 17, 2015.
F8 Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
F9 The option is exercisable in five equal annual installments. The first installment became exercisable on March 12, 2016.
F10 The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.