Brian Davis - 19 Jan 2024 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role: Chief Financial Officer, Director
Signature: /s/ Brian Davis by Micah Osborne
Issuer symbol: HOMB
Transactions as of: 19 Jan 2024
Net transactions value: -$12
Form type: 4
Filing time: 23 Jan 2024, 12:02:57 UTC
Previous filing: 24 Jan 2023
Next filing: 25 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOMB	Common Stock	Options Exercise	$421,500	+25,000	+32%	$16.86	102,659	22 Jan 2024	Direct
transaction	HOMB	Common Stock	Tax liability	$421,512	-16,800	-16%	$25.09	85,859	22 Jan 2024	Direct	F1
transaction	HOMB	Common Stock - Restricted Stock	Award	$0	+3,000	+100%	$0.000000	6,000	19 Jan 2024	Direct	F1, F2, F3, F4
holding	HOMB	Common Stock - Performance Based						10,000	19 Jan 2024	Direct	F5
holding	HOMB	Common Stock						7,128	19 Jan 2024	By IRA
holding	HOMB	Common Stock						2,728	19 Jan 2024	By 401(k)	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOMB	Stock Option	Options Exercise	$0	-25,000	-50%	$0.000000	25,000	22 Jan 2024	Common Stock	25,000	$16.86	Direct	F7
holding	HOMB	Performance Stock Option						100,000	19 Jan 2024	Common Stock	100,000	$18.46	Direct	F8
holding	HOMB	Performance Stock Option						20,000	19 Jan 2024	Common Stock	20,000	$23.32	Direct	F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person had 4,000 shares of restricted stock vest since the last filing.
F2	Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F3	Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F4	Restricted stock granted on January 19, 2024 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F5	The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
F6	Includes 84.8212 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F7	The option is exercisable in five equal annual installments. The first installment became exercisable on March 12, 2016.
F8	Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
F9	The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.