DAVID D. SLINEY - 18 Jan 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Operating Officer
Signature
/s/ David Sliney
Issuer symbol
SF
Transactions as of
18 Jan 2023
Net transactions value
-$171,374
Form type
4
Filing time
20 Jan 2023, 15:46:32 UTC
Previous filing
04 Mar 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +9,577 +5.6% $0.000000 182,112 18 Jan 2023 Direct
transaction SF Common Stock Tax liability $171,374 -2,936 -1.6% $58.37 179,176 18 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -9,577 -30% $0.000000 22,377 18 Jan 2023 Common Stock 9,577 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.