DAVID D. SLINEY - 02 Mar 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role: Chief Operating Officer
Signature: /s/ David Sliney
Issuer symbol: SF
Transactions as of: 02 Mar 2022
Net transactions value: -$219,545
Form type: 4
Filing time: 04 Mar 2022, 15:32:26 UTC
Previous filing: 04 Mar 2022
Next filing: 20 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SF	Common Stock	Options Exercise	$0	+6,857	+4.1%	$0.000000	175,597	02 Mar 2022	Direct
transaction	SF	Common Stock	Tax liability	$219,545	-3,062	-1.7%	$71.70	172,535	02 Mar 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SF	Phantom Stock Units	Award	$0	+8,572	+28%	$0.000000	38,811	02 Mar 2022	Common Stock	8,572	$0.000000	Direct	F1, F2
transaction	SF	Phantom Stock Units	Options Exercise	$0	-6,857	-18%	$0.000000	31,954	02 Mar 2022	Common Stock	6,857	$0.000000	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.
F2	No expiration date for these Units.
F3	Currently exercisable.