Mark Wong - Jan 1, 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Role
CEO and President, Director
Signature
/s/ Elizabeth Horton, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Jan 1, 2023
Transactions value $
-$4,358
Form type
4
Date filed
1/4/2023, 04:00 PM
Previous filing
Oct 25, 2022
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Tax liability -$4.36K -2.93K -1.02% $1.49 284K Jan 1, 2023 Direct F1
holding SANW Common Stock 36.6K Jan 1, 2023 By Starlight 4, LLLP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the withholding by the Issuer of an aggregate of 2,925 shares of common stock that vested on January 1, 2023 pursuant to RSU awards granted on October 1, 2020, October 5, 2021 and October 21, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards.
F2 The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.