Mark Wong - Oct 21, 2022 Form 4 Insider Report for S&W Seed Co (SANW)

Role: CEO and President, Director
Signature: /s/ Elizabeth Horton, Attorney-in-Fact
Stock symbol: SANW
Transactions as of: Oct 21, 2022
Transactions value $: $0
Form type: 4
Date filed: 10/25/2022, 05:31 PM
Previous filing: Oct 4, 2022
Next filing: Jan 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SANW	Common Stock	Award	$0	+19.4K	+7.28%	$0.00	287K	Oct 21, 2022	Direct	F1
holding	SANW	Common Stock						36.6K	Oct 21, 2022	By Starlight 4, LLLP	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SANW	Stock option (right to buy)	Award	$0	+101K		$0.00	101K	Oct 21, 2022	Common Stock	101K	$0.81	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.
F2	The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F3	The options vest in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.