Mark Herrmann - 14 Dec 2022 Form 4 Insider Report for S&W Seed Co (SANW)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Dec 2022, 15:40:46 UTC
Next SEC filing
10 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Elizabeth Horton, Attorney-in-Fact

Key filing fact

Mark Herrmann filed Form 4 for S&W Seed Co (SANW) on 16 Dec 2022.

Key facts

  • This page summarizes Mark Herrmann's Form 4 filing for S&W Seed Co (SANW).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 16 Dec 2022, 15:40.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SANW transaction

Common Stock

Award

Transaction value
$0
Shares
+56,458
Change %
Price
$0.000000
Shares after
56,458
Date
14 Dec 2022
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest on the earlier of (i) December 14, 2023 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.

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