Ricardo J. Alvarez - 15 Dec 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol
AQB
Transactions as of
15 Dec 2022
Net transactions value
+$2,787
Form type
4
Filing time
16 Dec 2022, 14:28:22 UTC
Previous filing
15 Dec 2022
Next filing
20 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $2,787 +3,871 $0.7200 3,871 15 Dec 2022 Direct F2
holding AQB Common Stock 4,045 15 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase Common Stock 2,083 15 Dec 2022 Common Stock 2,083 $6.72 Direct F3
holding AQB Options to Purchase Common Stock 2,500 15 Dec 2022 Common Stock 2,500 $1.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 4,045 shares at $.66 12/14/2022
F2 Purchase of 3,871 shares at $.72 12/15/2022
F3 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F4 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant