Ricardo J. Alvarez - Dec 15, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol
AQB
Transactions as of
Dec 15, 2022
Transactions value $
$2,787
Form type
4
Date filed
12/16/2022, 02:28 PM
Previous filing
Dec 15, 2022
Next filing
Dec 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $2.79K +3.87K $0.72 3.87K Dec 15, 2022 Direct F2
holding AQB Common Stock 4.05K Dec 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase Common Stock 2.08K Dec 15, 2022 Common Stock 2.08K $6.72 Direct F3
holding AQB Options to Purchase Common Stock 2.5K Dec 15, 2022 Common Stock 2.5K $1.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 4,045 shares at $.66 12/14/2022
F2 Purchase of 3,871 shares at $.72 12/15/2022
F3 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F4 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant