Ricardo J. Alvarez - 16 Dec 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol
AQB
Transactions as of
16 Dec 2022
Net transactions value
+$1,542
Form type
4
Filing time
20 Dec 2022, 16:53:32 UTC
Previous filing
16 Dec 2022
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $1,542 +2,084 $0.7400 2,084 16 Dec 2022 Direct F3
holding AQB Common Stock 4,045 16 Dec 2022 Direct F1
holding AQB Common Stock 3,871 16 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase Common Stock 2,083 16 Dec 2022 Common Stock 2,083 $6.72 Direct F4
holding AQB Options to Purchase Common Stock 2,500 16 Dec 2022 Common Stock 2,500 $1.52 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 4,045 shares at $.66 12/14/2022
F2 Purchase of 3,871 shares at $.72 12/15/2022
F3 Purchase of 2,084 shares at $.74 12/16/2022
F4 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F5 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant