Ricardo J. Alvarez - Dec 16, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol
AQB
Transactions as of
Dec 16, 2022
Transactions value $
$1,542
Form type
4
Date filed
12/20/2022, 04:53 PM
Previous filing
Dec 16, 2022
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $1.54K +2.08K $0.74 2.08K Dec 16, 2022 Direct F3
holding AQB Common Stock 4.05K Dec 16, 2022 Direct F1
holding AQB Common Stock 3.87K Dec 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase Common Stock 2.08K Dec 16, 2022 Common Stock 2.08K $6.72 Direct F4
holding AQB Options to Purchase Common Stock 2.5K Dec 16, 2022 Common Stock 2.5K $1.52 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 4,045 shares at $.66 12/14/2022
F2 Purchase of 3,871 shares at $.72 12/15/2022
F3 Purchase of 2,084 shares at $.74 12/16/2022
F4 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F5 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant