Ricardo J. Alvarez - 14 Dec 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol
AQB
Transactions as of
14 Dec 2022
Net transactions value
+$2,670
Form type
4
Filing time
15 Dec 2022, 13:26:49 UTC
Previous filing
16 Mar 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $2,670 +4,045 $0.6600 4,045 14 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase Common Stock 2,083 14 Dec 2022 Common Stock 2,083 $6.72 Direct F2
holding AQB Options to Purchase Common Stock 2,500 14 Dec 2022 Common Stock 2,500 $1.52 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 4,045 shares at $.66 12/14/2022
F2 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F3 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant