Isaac Zacharias - Nov 25, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Nov 25, 2022
Transactions value $
-$1,020,440
Form type
4
Date filed
11/28/2022, 07:27 PM
Previous filing
Oct 27, 2022
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $26.8K +4K +5.48% $6.71* 77K Nov 25, 2022 Direct F1
transaction SWAV Common Stock Sale -$1.05M -4K -5.19% $261.82 73K Nov 25, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -4K -7.68% $0.00 48.1K Nov 25, 2022 Common Stock 4K $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022.
F2 All reported securities were sold at a price of $261.82.
F3 Twenty-five percent of the shares subject to the option vested on 11/9/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.