Isaac Zacharias - Oct 26, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Oct 26, 2022
Transactions value $
-$1,146,396
Form type
4
Date filed
10/27/2022, 08:00 PM
Previous filing
Sep 27, 2022
Next filing
Nov 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $5.21K +1.3K +1.77% $4.03* 74.3K Oct 26, 2022 Direct F1
transaction SWAV Common Stock Options Exercise $18.2K +2.71K +3.64% $6.71* 77K Oct 26, 2022 Direct F1
transaction SWAV Common Stock Sale -$1.17M -4K -5.19% $292.44 73K Oct 26, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -1.3K -12.31% $0.00 9.22K Oct 26, 2022 Common Stock 1.3K $4.03 Direct F1, F3
transaction SWAV Stock Option Options Exercise $0 -2.71K -4.94% $0.00 52.1K Oct 26, 2022 Common Stock 2.71K $6.71 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022.
F2 All reported securities were sold at a price of $292.44.
F3 Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.
F4 Twenty-five percent of the shares subject to the option vested on 11/9/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.