Isaac Zacharias - 26 Oct 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Role: President, CCO
Signature: /s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol: N/A
Transactions as of: 26 Oct 2022
Net transactions value: -$1,146,396
Form type: 4
Filing time: 27 Oct 2022, 20:00:38 UTC
Previous filing: 27 Sep 2022
Next filing: 28 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$5,214	+1,295	+1.8%	$4.03^*	74,316	26 Oct 2022	Direct	F1
transaction	SWAV	Common Stock	Options Exercise	$18,151	+2,705	+3.6%	$6.71^*	77,021	26 Oct 2022	Direct	F1
transaction	SWAV	Common Stock	Sale	$1,169,760	-4,000	-5.2%	$292.44	73,021	26 Oct 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-1,295	-12%	$0.000000	9,222	26 Oct 2022	Common Stock	1,295	$4.03	Direct	F1, F3
transaction	SWAV	Stock Option	Options Exercise	$0	-2,705	-4.9%	$0.000000	52,054	26 Oct 2022	Common Stock	2,705	$6.71	Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022.
F2	All reported securities were sold at a price of $292.44.
F3	Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.
F4	Twenty-five percent of the shares subject to the option vested on 11/9/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.