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Signature
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/s/ Wade Estey, as attorney in fact for Isaac Zacharias
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Stock symbol
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SWAV
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Transactions as of
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Dec 27, 2022
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Transactions value $
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-$838,360
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Form type
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4/A - Amendment
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Date filed
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3/21/2023, 08:17 PM
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Date Of Original Report
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Dec 28, 2022
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SWAV |
Common Stock |
Sale |
-$838K |
-4K |
-4.39% |
$209.59 |
87K |
Dec 27, 2022 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
holding |
SWAV |
Stock Option |
|
|
|
|
|
9.22K |
Dec 27, 2022 |
Common Stock |
9.22K |
$4.03 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
The reporting person previously filed a Form 4 that erroneously reported the exercise of a stock option on December 27, 2022. Such exercise never, in fact, took place. This amendment is being filed to correct: (i) in Table II, Column 9, the number of options remaining on the reporting persons stock option as of December 27, 2022; and (ii) in Table I, Column 5, the number of shares of Common Stock the reporting person owned after the execution of the stock sale he completed on December 27, 2022, which sale was previously reported on the Form 4 amended hereby. Additionally, the reporting persons total in Table I, Column 5 has been corrected in this amendment to include 18,000 restricted stock units which were first awarded to the reporting person on February 1, 2021, but were inadvertently omitted from his total in certain prior Form 4 reports.