Isaac Zacharias - 26 Sep 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Role: President, CCO
Signature: /s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol: N/A
Transactions as of: 26 Sep 2022
Net transactions value: -$984,176
Form type: 4
Filing time: 27 Sep 2022, 20:08:45 UTC
Previous filing: 13 Sep 2022
Next filing: 27 Oct 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$16,104	+4,000	+5.5%	$4.03^*	77,021	26 Sep 2022	Direct	F1
transaction	SWAV	Common Stock	Sale	$1,000,280	-4,000	-5.2%	$250.07	73,021	26 Sep 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-4,000	-28%	$0.000000	10,517	26 Sep 2022	Common Stock	4,000	$4.03	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, as amended on 5/23/2022
F2	All reported securities were sold at a price of $250.07.
F3	Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.