Eric Cantor - Jul 28, 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Jul 28, 2022
Transactions value $
-$36,564
Form type
4
Date filed
7/28/2022, 05:01 PM
Previous filing
Jun 10, 2022
Next filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.89K +1.33% 144K Jul 28, 2022 Direct F1
transaction MC Class A Common Stock Tax liability -$36.6K -832 -0.58% $43.93 143K Jul 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Incentive RSUs (June) Options Exercise $0 -775 -100% $0.00* 0 Jul 28, 2022 Class A Common Stock 775 Direct F2
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -448 -47.74% $0.00 490 Jul 28, 2022 Class A Common Stock 448 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -669 -30.38% $0.00 1.53K Jul 28, 2022 Class A Common Stock 669 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on July 28, 2022.