Eric Cantor - 03 Nov 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
03 Nov 2022
Transactions value $
-$85,843
Form type
4
Filing time
07 Nov 2022, 15:44:06
Previous filing
28 Jul 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.87K +1.3% 145K 03 Nov 2022 Direct F1
transaction MC Class A Common Stock Tax liability -$35.4K -823 -0.57% $43.01 144K 03 Nov 2022 Direct
transaction MC Class A Common Stock Options Exercise +1.26K +0.87% 146K 04 Nov 2022 Direct F2
transaction MC Class A Common Stock Tax liability -$50.5K -1.26K -0.87% $39.92 144K 04 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Incentive RSUs (September) Options Exercise $0 -700 -100% $0.00* 0 03 Nov 2022 Class A Common Stock 700 Direct F3
transaction MC 2018 Incentive RSUs (September) Options Exercise $0 -464 -47.79% $0.00 507 03 Nov 2022 Class A Common Stock 464 Direct F3
transaction MC 2019 Incentive RSUs (September) Options Exercise $0 -705 -30.38% $0.00 1.62K 03 Nov 2022 Class A Common Stock 705 Direct F3
transaction MC 2021 Incentive RSUs Options Exercise $0 -1.26K -4.19% $0.00 28.9K 04 Nov 2022 Class A Common Stock 1.26K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F3 The RSUs were settled for Class A common stock on November 3, 2022.
F4 The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations.