Eric Cantor - 08 Jun 2022 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Vice Chairman, MD, Director
Issuer ticker: MC
Reported as of: 08 Jun 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Jun 2022, 16:19:01 UTC
Prior SEC filing: 29 Apr 2022
Next SEC filing: 28 Jul 2022
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor

Key filing fact

Eric Cantor filed Form 4 for Moelis & Co (MC) on 10 Jun 2022.

Key facts

This page summarizes Eric Cantor's Form 4 filing for Moelis & Co (MC).
9 reported transactions and 9 derivative rows are listed below.
Accepted by SEC: 10 Jun 2022, 16:19.

Change

Previous filing in this sequence was filed on 29 Apr 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2017 Incentive RSUs Granted in 2017 (Quarterly Awards)

Award

Transaction value: $0
Shares: +28
Change %: +1.3%
Price: $0.000000
Shares after: 2,087
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 28
Exercise price: $0.000000
Footnotes: F1, F2

MC transaction Derivative

2017 Incentive RSUs

Award

Transaction value: $0
Shares: +92
Change %: +1.3%
Price: $0.000000
Shares after: 6,988
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 92
Exercise price: $0.000000
Footnotes: F1, F3

MC transaction Derivative

2017 Long Term Incentive Award

Award

Transaction value: $0
Shares: +64
Change %: +1.3%
Price: $0.000000
Shares after: 4,854
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 64
Exercise price: $0.000000
Footnotes: F1, F4

MC transaction Derivative

2018 Incentive RSUs Granted in 2018 (Quarterly Awards)

Award

Transaction value: $0
Shares: +55
Change %: +1.3%
Price: $0.000000
Shares after: 4,138
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 55
Exercise price: $0.000000
Footnotes: F1, F5

MC transaction Derivative

2018 Incentive RSUs

Award

Transaction value: $0
Shares: +268
Change %: +1.3%
Price: $0.000000
Shares after: 20,308
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 268
Exercise price: $0.000000
Footnotes: F1, F6

MC transaction Derivative

2019 Incentive RSUs Granted in 2019 (Quarterly Awards)

Award

Transaction value: $0
Shares: +107
Change %: +1.3%
Price: $0.000000
Shares after: 8,114
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 107
Exercise price: $0.000000
Footnotes: F1, F7

MC transaction Derivative

2019 Incentive RSUs

Award

Transaction value: $0
Shares: +362
Change %: +1.3%
Price: $0.000000
Shares after: 27,433
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 362
Exercise price: $0.000000
Footnotes: F1, F8

MC transaction Derivative

2020 Incentive RSUs

Award

Transaction value: $0
Shares: +333
Change %: +1.3%
Price: $0.000000
Shares after: 25,234
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 333
Exercise price: $0.000000
Footnotes: F1, F9

MC transaction Derivative

2021 Incentive RSUs

Award

Transaction value: $0
Shares: +392
Change %: +1.3%
Price: $0.000000
Shares after: 29,742
Date: 08 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 392
Exercise price: $0.000000
Footnotes: F1, F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

Footnote F2

RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 10.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (2) 9.10 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (3) 8.19 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Footnote F3

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F4

Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F5

RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 7.85 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 12.35 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 12.62 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 21.71 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Footnote F6

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F7

RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 16.98 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 29.03 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 30.17 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 30.75 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Footnote F8

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F9

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F10

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.