Eric Cantor - Apr 28, 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Apr 28, 2022
Transactions value $
-$215,385
Form type
4
Date filed
4/29/2022, 05:15 PM
Previous filing
Mar 31, 2022
Next filing
Jun 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +10.5K +7.65% 147K Apr 28, 2022 Direct F1
transaction MC Class A Common Stock Tax liability -$215K -4.8K -3.26% $44.88 142K Apr 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Restricted Stock Unit Award for MD Options Exercise $0 -8.55K -100% $0.00* 0 Apr 28, 2022 Class A Common Stock 8.55K Direct F2
transaction MC 2017 Incentive RSUs (March) Options Exercise $0 -818 -100% $0.00* 0 Apr 28, 2022 Class A Common Stock 818 Direct F2
transaction MC 2018 Incentive RSUs (March) Options Exercise $0 -535 -47.67% $0.00 588 Apr 28, 2022 Class A Common Stock 535 Direct F2
transaction MC 2019 Incentive RSUs (March) Options Exercise $0 -555 -30.39% $0.00 1.27K Apr 28, 2022 Class A Common Stock 555 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on April 28, 2022.