Eric Cantor - 28 Apr 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
28 Apr 2022
Net transactions value
-$215,385
Form type
4
Filing time
29 Apr 2022, 17:15:27 UTC
Previous filing
31 Mar 2022
Next filing
10 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +10,460 +7.7% 147,151 28 Apr 2022 Direct F1
transaction MC Class A Common Stock Tax liability $215,385 -4,799 -3.3% $44.88 142,352 28 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2017 Restricted Stock Unit Award for MD Options Exercise $0 -8,551 -100% $0.000000* 0 28 Apr 2022 Class A Common Stock 8,551 Direct F2
transaction MC 2017 Incentive RSUs (March) Options Exercise $0 -818 -100% $0.000000* 0 28 Apr 2022 Class A Common Stock 818 Direct F2
transaction MC 2018 Incentive RSUs (March) Options Exercise $0 -535 -48% $0.000000 588 28 Apr 2022 Class A Common Stock 535 Direct F2
transaction MC 2019 Incentive RSUs (March) Options Exercise $0 -555 -30% $0.000000 1,272 28 Apr 2022 Class A Common Stock 555 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on April 28, 2022.