Nicholas K. Dove - May 18, 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President, Industrial Assets
Signature
/s/ Nicholas K. Dove by James E. Sklar POA
Stock symbol
HGBL
Transactions as of
May 18, 2022
Transactions value $
$20,250
Form type
4
Date filed
5/20/2022, 11:57 AM
Previous filing
Aug 25, 2021
Next filing
Aug 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $20.3K +45K +133.67% $0.45* 78.7K May 18, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -45K -100% $0.00* 0 May 18, 2022 Common Stock 45K $0.45 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.