Nicholas Kirk Dove - 18 May 2022 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President, Industrial Assets
Signature
/s/ Nicholas K. Dove by James E. Sklar POA
Issuer symbol
HGBL
Transactions as of
18 May 2022
Net transactions value
+$20,250
Form type
4
Filing time
20 May 2022, 11:57:47 UTC
Previous filing
25 Aug 2021
Next filing
14 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $20,250 +45,000 +134% $0.4500* 78,665 18 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -45,000 -100% $0.000000* 0 18 May 2022 Common Stock 45,000 $0.4500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.