Nicholas K. Dove - Aug 23, 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President, Industrial Assets
Signature
/s/ Nicholas K. Dove by James E. Sklar POA
Stock symbol
HGBL
Transactions as of
Aug 23, 2021
Transactions value $
$0
Form type
4
Date filed
8/25/2021, 04:43 PM
Next filing
May 18, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Award $0 +200K $0.00 200K Aug 23, 2021 Common Stock 200K $1.78 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 25% annually beginning on the first anniversary of the grant date.