Nicholas Kirk Dove - 23 Aug 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
President, Industrial Assets
Signature
/s/ Nicholas K. Dove by James E. Sklar POA
Issuer symbol
HGBL
Transactions as of
23 Aug 2021
Net transactions value
$0
Form type
4
Filing time
25 Aug 2021, 16:43:36 UTC
Next filing
18 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Award $0 +200,000 $0.000000 200,000 23 Aug 2021 Common Stock 200,000 $1.78 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 25% annually beginning on the first anniversary of the grant date.