Scott Kleinman - May 12, 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Stock symbol
APO
Transactions as of
May 12, 2022
Transactions value $
$471,707
Form type
4
Date filed
5/16/2022, 05:04 PM
Previous filing
May 12, 2022
Next filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Common Stock Tax liability -$2.01K -38 0% $52.90 4.88M May 12, 2022 Direct F1, F2
transaction APO Common Stock Award $474K +9.08K +2.21% $52.16 420K May 16, 2022 KRT Investments IX LLC F3, F4
holding APO Common Stock 629K May 12, 2022 HCM APO Series LLC, Series A F5
holding APO Common Stock 27.4K May 12, 2022 HCM APO Series LLC, Series B F6
holding APO Common Stock 143K May 12, 2022 HCM APO Series LLC, Series C F7
holding APO Common Stock 702K May 12, 2022 The Kleinman Children's Trust F8
holding APO Common Stock 9.39K May 12, 2022 KRT Investments LLC F9
holding APO Common Stock 4.58K May 12, 2022 KRT Investments VII LLC F10
holding APO Common Stock 1.81M May 12, 2022 KRT Delaware LLC F11
holding APO Common Stock 77.3K May 12, 2022 The Kleinman Descendant's GST-Exempt Trust F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").
F2 Reported amount includes 4,814,575 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F3 Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.
F4 Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.
F5 Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F6 Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F7 Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F8 Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F9 Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F10 Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F11 Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F12 Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Remarks:

Co-President of Apollo Asset Management, Inc.