Scott Kleinman - May 10, 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Stock symbol
APO
Transactions as of
May 10, 2022
Transactions value $
$0
Form type
4
Date filed
5/12/2022, 04:28 PM
Previous filing
Apr 4, 2022
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Common Stock Other -$12.3M -243K -89.86% $50.48 27.4K May 10, 2022 HCM APO Series LLC, Series B F1, F2
transaction APO Common Stock Other -$11.6M -230K -61.67% $50.48 143K May 10, 2022 HCM APO Series LLC, Series C F1, F3
transaction APO Common Stock Other $23.9M +473K +206.17% $50.48 702K May 10, 2022 The Kleinman Children's Trust F1, F4
holding APO Common Stock 9.39K May 10, 2022 KRT Investments LLC F5
holding APO Common Stock 4.58K May 10, 2022 KRT Investments VII LLC F6
holding APO Common Stock 1.81M May 10, 2022 KRT Delaware LLC F7
holding APO Common Stock 77.3K May 10, 2022 The Kleinman Descendant's GST-Exempt Trust F8
holding APO Common Stock 629K May 10, 2022 HCM APO Series LLC, Series A F9
holding APO Common Stock 411K May 10, 2022 KRT Investments IX LLC F10
holding APO Common Stock 4.88M May 10, 2022 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 10, 2022, the reporting person transferred 243,000 shares of common stock of the Issuer from HCM APO Series LLC, Series B and 230,048 shares of common stock of the Issuer from HCM APO Series LLC, Series C to The Kleinman Children's Trust in exchange for assets of equivalent aggregate value.
F2 Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F3 Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F4 Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F5 Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F6 Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F7 Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F8 Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F9 Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
F10 Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.
F11 Reported amount includes 4,814,654 vested and unvested restricted stock units ("RSUs") granted under under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Remarks:

Co-President of Apollo Asset Management, Inc.