Scott Kleinman - 12 Aug 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Aug 2022, 17:03:42 UTC
Prior SEC filing
16 May 2022
Next SEC filing
14 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jessica L. Lomm, as Attorney-in-Fact

Key filing fact

Scott Kleinman filed Form 4 for Apollo Global Management, Inc. (APO) on 17 Aug 2022.

Key facts

  • This page summarizes Scott Kleinman's Form 4 filing for Apollo Global Management, Inc. (APO).
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 17 Aug 2022, 17:03.

Change

  • Previous filing in this sequence was filed on 16 May 2022.
  • Current net transaction value: +$189,477.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APO transaction

Common Stock

Gift

Transaction value
$0
Shares
-135,510
Change %
-22%
Price
$0.000000
Shares after
493,779
Date
12 Aug 2022
Ownership
HCM APO Series LLC, Series A
Footnotes
F1
APO transaction

Common Stock

Tax liability

Transaction value
$2,182
Shares
-38
Change %
-0%
Price
$57.42
Shares after
4,879,511
Date
15 Aug 2022
Ownership
Direct
Footnotes
F2, F3
APO transaction

Common Stock

Award

Transaction value
$26,958
Shares
+457
Change %
+0.01%
Price
$58.99
Shares after
4,879,968
Date
16 Aug 2022
Ownership
Direct
Footnotes
F3, F4
APO transaction

Common Stock

Award

Transaction value
$164,700
Shares
+2,792
Change %
+0.66%
Price
$58.99
Shares after
422,685
Date
16 Aug 2022
Ownership
KRT Investments IX LLC
Footnotes
F4, F5
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,408
Date
12 Aug 2022
Ownership
HCM APO Series LLC, Series B
Footnotes
F6
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
142,987
Date
12 Aug 2022
Ownership
HCM APO Series LLC, Series C
Footnotes
F7
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
702,496
Date
12 Aug 2022
Ownership
The Kleinman Children's Trust
Footnotes
F8
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,391
Date
12 Aug 2022
Ownership
KRT Investments LLC
Footnotes
F9
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,584
Date
12 Aug 2022
Ownership
KRT Investments VII LLC
Footnotes
F10
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,806,086
Date
12 Aug 2022
Ownership
KRT Delaware LLC
Footnotes
F11
APO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
77,335
Date
12 Aug 2022
Ownership
The Kleinman Descendant's GST-Exempt Trust
Footnotes
F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Footnote F2

Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

Footnote F3

Reported amount includes 4,814,496 vested and unvested restricted stock units ("RSUs") granted under under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Footnote F4

Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

Footnote F5

Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.

Footnote F6

Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Footnote F7

Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Footnote F8

Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Footnote F9

Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Footnote F10

Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Footnote F11

Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Footnote F12

Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

SEC remarks

Co-President of Apollo Asset Management, Inc.

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