Ronald C. Foster - 09 May 2022 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
09 May 2022
Net transactions value
$0
Form type
4
Filing time
11 May 2022, 16:33:05 UTC
Previous filing
11 May 2021
Next filing
09 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Award $0 +2,655 +27% $0.000000 12,618 09 May 2022 Direct F1, F2
holding AEIS Common Stock 18,425 09 May 2022 By Spouse As Trustee F3
holding AEIS Common Stock 18,425 09 May 2022 By Self As Trustee F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.
F2 Represents 2,655 unvested restricted stock units and 9,963 shares of common stock.
F3 Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
F4 Shares held by the Katherine A. Foster 2020 Spousal Trust, where the reporting person services a trustee and is a beneficiary.