Ronald C. Foster - 07 May 2021 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Thomas O. McGimpsey - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
07 May 2021
Net transactions value
$0
Form type
4
Filing time
11 May 2021, 16:31:23 UTC
Next filing
11 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Gift $0 -18,425 -65% $0.000000 9,963 07 May 2021 Direct F1, F2
transaction AEIS Common Stock Gift $0 +18,425 $0.000000 18,425 07 May 2021 By Spouse As Trustee F1
holding AEIS Common Stock 18,425 07 May 2021 By Self As Trustee F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
F2 Represents 1,813 unvested restricted stock units and 8,150 shares of common stock.
F3 These securities were previously owned directly but were contributed to the Katherine A. Foster 2020 Spousal Trust, where the reporting person services a trustee and is a beneficiary, on March 30 2021.