Ronald C. Foster - May 5, 2023 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
May 5, 2023
Transactions value $
$0
Form type
4
Date filed
5/9/2023, 11:16 AM
Previous filing
May 11, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AEIS Common Stock 12.6K May 5, 2023 Direct F1
holding AEIS Common Stock 18.4K May 5, 2023 Direct F2
holding AEIS Common Stock 18.4K May 5, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Common Stock Award $0 +2.26K $0.00 2.26K May 5, 2023 Common Stock 2.26K $0.00 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 2,655 unvested restricted stock units and 9,963 shares of common stock.
F2 Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
F3 Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary.
F4 Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.
F5 Restricted stock units are not exercisable.
F6 Restricted stock units do not have an expiration date.