Timothy Storrs Jenks - 28 Apr 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
28 Apr 2022
Net transactions value
$0
Form type
4
Filing time
29 Apr 2022, 19:42:24 UTC
Previous filing
28 Apr 2022
Next filing
06 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -32,465 -6.6% $0.000000 458,451 28 Apr 2022 Direct F1
transaction NPTN Common Stock Gift $0 -32,465 -7.1% $0.000000 425,986 28 Apr 2022 Direct F1
transaction NPTN Common Stock Gift $0 +32,465 $0.000000 32,465 28 Apr 2022 Trustee- CLAT F1, F2
transaction NPTN Common Stock Gift $0 +32,465 $0.000000 32,465 28 Apr 2022 Trustee-Spouse CLAT F1, F3
holding NPTN Common Stock 3,076 28 Apr 2022 As Trustee
holding NPTN Common Stock 3,200 28 Apr 2022 Trustee-Family Trust
holding NPTN Common Stock 3,798 28 Apr 2022 by Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a transfer to a Charitable Lead Annuity Trust.
F2 Represents shares held by Timothy S. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F3 Represents shares held by Atsuko K. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F4 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.