Timothy Storrs Jenks - Apr 28, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Apr 28, 2022
Transactions value $
$0
Form type
4
Date filed
4/29/2022, 07:42 PM
Previous filing
Apr 28, 2022
Next filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Gift $0 -32.5K -6.61% $0.00 458K Apr 28, 2022 Direct F1
transaction NPTN Common Stock Gift $0 -32.5K -7.08% $0.00 426K Apr 28, 2022 Direct F1
transaction NPTN Common Stock Gift $0 +32.5K $0.00 32.5K Apr 28, 2022 Trustee- CLAT F1, F2
transaction NPTN Common Stock Gift $0 +32.5K $0.00 32.5K Apr 28, 2022 Trustee-Spouse CLAT F1, F3
holding NPTN Common Stock 3.08K Apr 28, 2022 As Trustee
holding NPTN Common Stock 3.2K Apr 28, 2022 Trustee-Family Trust
holding NPTN Common Stock 3.8K Apr 28, 2022 by Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a transfer to a Charitable Lead Annuity Trust.
F2 Represents shares held by Timothy S. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F3 Represents shares held by Atsuko K. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F4 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.