Stephanie A. Davis - Apr 8, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Apr 8, 2022
Transactions value $
$4,750
Form type
4
Date filed
4/11/2022, 06:43 PM
Previous filing
Aug 5, 2021
Next filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $4.75K +6.32K +31.58% $0.75 26.3K Apr 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 10K Apr 8, 2022 Common Stock 10K $12.06 Direct F2
holding ATNXQ Stock Option (Right to Buy) 7.5K Apr 8, 2022 Common Stock 7.5K $11.49 Direct F3
holding ATNXQ Stock Option (Right to Buy) 17.5K Apr 8, 2022 Common Stock 17.5K $12.45 Direct F4
holding ATNXQ Stock Option L(Right to Buy) 8.75K Apr 8, 2022 Common Stock 8.75K $3.80 Direct F5
holding ATNXQ Restricted Stock Units 8.75K Apr 8, 2022 Common Stock 8.75K Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on August 3, 2022.
F6 Each restricted stock unit represents a contingent right to receive one share of stock.
F7 The restricted stock units vest on August 3, 2022.