Stephanie A. Davis - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Teresa Bair, Attorney-in-Fact
Issuer symbol
ATNXQ
Transactions as of
03 Aug 2021
Transactions value $
$0
Form type
4
Filing time
05 Aug 2021, 17:22:51 UTC
Previous filing
28 Jul 2021
Next filing
11 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATNXQ Common Stock 20K 03 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option L(Right to Buy) Award $0 +8.75K $0.00 8.75K 03 Aug 2021 Common Stock 8.75K $3.80 Direct F4
transaction ATNXQ Restricted Stock Units Award $0 +8.75K $0.00 8.75K 03 Aug 2021 Common Stock 8.75K Direct F5, F6
holding ATNXQ Stock Option (Right to Buy) 10K 03 Aug 2021 Common Stock 10K $12.06 Direct F1
holding ATNXQ Stock Option (Right to Buy) 7.5K 03 Aug 2021 Common Stock 7.5K $11.49 Direct F2
holding ATNXQ Stock Option (Right to Buy) 17.5K 03 Aug 2021 Common Stock 17.5K $12.45 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on April 1, 2020.
F2 This option vests in four equal annual installments beginning on April 3, 2020.
F3 This option vests in four equal annual installments beginning on June 5, 2021.
F4 This option vests on August 3, 2022.
F5 Each restricted stock unit represents a contingent right to receive one share of stock.
F6 The restricted stock units vest on August 3, 2022.