Stephanie A. Davis - Jun 28, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Jun 28, 2022
Transactions value $
$0
Form type
4
Date filed
6/29/2022, 04:08 PM
Previous filing
Apr 11, 2022
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATNXQ Common Stock 26.3K Jun 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +17.5K $0.00 17.5K Jun 28, 2022 Common Stock 17.5K $0.46 Direct F7
holding ATNXQ Stock Option (Right to Buy) 10K Jun 28, 2022 Common Stock 10K $12.06 Direct F1
holding ATNXQ Stock Option (Right to Buy) 7.5K Jun 28, 2022 Common Stock 7.5K $11.49 Direct F2
holding ATNXQ Stock Option (Right to Buy) 17.5K Jun 28, 2022 Common Stock 17.5K $12.45 Direct F3
holding ATNXQ Stock Option (Right to Buy) 8.75K Jun 28, 2022 Common Stock 8.75K $3.80 Direct F4
holding ATNXQ Restricted Stock Units 8.75K Jun 28, 2022 Common Stock 8.75K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on April 1, 2020.
F2 This option vests in four equal annual installments beginning on April 3, 2020.
F3 This option vests in four equal annual installments beginning on June 5, 2021.
F4 This option vests on August 3, 2022.
F5 Each restricted stock unit represents a contingent right to receive one share of stock.
F6 The restricted stock units vest on August 3, 2022.
F7 This option vests on June 28, 2023.