Steven L. Ortega - Mar 16, 2022 Form 4 Insider Report for Leslie's, Inc. (LESL)

Role
Director
Signature
/s/ Brad A. Gazaway, as Attorney-in-Fact for Steven L. Ortega
Stock symbol
LESL
Transactions as of
Mar 16, 2022
Transactions value $
$0
Form type
4
Date filed
3/17/2022, 04:06 PM
Previous filing
Nov 4, 2021
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LESL Common Stock, par value $0.001 per share Options Exercise $0 +2.21K +0.62% $0.00 357K Mar 16, 2022 Direct
holding LESL Common Stock, par value $0.001 per share 1.88M Mar 16, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LESL Restricted Stock Units Options Exercise $0 -2.21K -100% $0.00* 0 Mar 16, 2022 Common Stock 2.21K $0.00 Direct F2
transaction LESL Restricted Stock Units Award $0 +6.1K $0.00 6.1K Mar 16, 2022 Common Stock 6.1K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by the Mary Ann and Steven Ortega Family Trust.
F2 Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3 Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.