Steven L. Ortega - Nov 2, 2021 Form 4 Insider Report for Leslie's, Inc. (LESL)

Role: Director
Signature: /s/ Brad A. Gazaway, as Attorney-in-Fact for Steven L. Ortega
Stock symbol: LESL
Transactions as of: Nov 2, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/4/2021, 04:05 PM
Previous filing: Jun 30, 2021
Next filing: Mar 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LESL	Common Stock, par value $0.001 per share	Gift	$0	-1.44M	-80.51%	$0.00	347K	Jul 30, 2021	Direct	F1
transaction	LESL	Common Stock, par value $0.001 per share	Options Exercise	$0	+7.35K	+2.12%	$0.00	355K	Nov 2, 2021	Direct
holding	LESL	Common Stock, par value $0.001 per share						1.88M	Nov 2, 2021	See footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LESL	Restricted Stock Units	Options Exercise	$0	-7.35K	-100%	$0.00^*	0	Nov 2, 2021	Common Stock	7.35K	$0.00	Direct	F3
transaction	LESL	Restricted Stock Units	Award	$0	+2.21K		$0.00	2.21K	Nov 2, 2021	Common Stock	2.21K	$0.00	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On July 30, 2021, Mr. Ortega transferred 1,435,676 shares to the Mary Ann and Steven Ortega Family Trust, for estate planning purposes, of which Mr. Ortega is a trustee.
F2	The shares are held by the Mary Ann and Steven Ortega Family Trust.
F3	Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F4	Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.