Steven L. Ortega - Mar 15, 2023 Form 4 Insider Report for Leslie's, Inc. (LESL)

Role
Director
Signature
/s/ Brad A. Gazaway, as Attorney-in-Fact for Steven L. Ortega
Stock symbol
LESL
Transactions as of
Mar 15, 2023
Transactions value $
$0
Form type
4
Date filed
3/16/2023, 04:15 PM
Previous filing
Mar 17, 2022
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction LESL Common Stock, par value $0.001 per share Options Exercise $0 +6.1 K +1.71% $0.00 363 K Mar 15, 2023 Direct
holding LESL Common Stock, par value $0.001 per share 1.88 M Mar 15, 2023 See footnote. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LESL Restricted Stock Units Options Exercise $0 -6.1 K -100% $0.00 0 Mar 15, 2023 Common Stock 6.1 K $0.00 Direct F2
transaction LESL Restricted Stock Units Award $0 +10.4 K $0.00 10.4 K Mar 15, 2023 Common Stock 10.4 K $0.00 Direct F3

Explanation of Responses:

Id Content
F1 The shares are held by the Mary Ann and Steven Ortega Family Trust.
F2 Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3 Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.