Key facts
- This page summarizes Thomas W. Weisel's Form 4 filing for STIFEL FINANCIAL CORP (SF).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 04 Mar 2022, 15:36.
Thomas W. Weisel - 02 Mar 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)
- Reporting relationship
- Director
- Issuer ticker
- SF
- Reported as of
- 02 Mar 2022
- Net transaction value
- -$199,684
- SEC form
- 4
- Accepted by SEC
- 04 Mar 2022, 15:36:07 UTC
- Prior SEC filing
- 11 Jan 2022
- Next SEC filing
- 08 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thom Weisel
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas W. Weisel filed Form 4 for STIFEL FINANCIAL CORP (SF) on 04 Mar 2022.
Change
- Previous filing in this sequence was filed on 11 Jan 2022.
- Current net transaction value: -$199,684.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SF
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,187
- Change %
- +5.2%
- Price
- $0.000000
- Shares after
- 44,066
- Date
- 02 Mar 2022
- Ownership
- Direct
SF
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,429
- Change %
- +7.8%
- Price
- $0.000000
- Shares after
- 47,495
- Date
- 02 Mar 2022
- Ownership
- Direct
SF
transaction
Common Stock
Tax liability
- Transaction value
- $199,684
- Shares
- -2,785
- Change %
- -5.9%
- Price
- $71.70
- Shares after
- 44,710
- Date
- 02 Mar 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SF
transaction
Derivative
Phantom Stock Units
Award
- Transaction value
- $0
- Shares
- +4,286
- Change %
- +196%
- Price
- $0.000000
- Shares after
- 6,473
- Date
- 02 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,286
- Exercise price
- $0.000000
- Footnotes
- F1, F2
SF
transaction
Derivative
Phantom Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,187
- Change %
- -34%
- Price
- $0.000000
- Shares after
- 4,286
- Date
- 02 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,187
- Exercise price
- $0.000000
- Footnotes
- F2, F3
SF
transaction
Derivative
Phantom Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,429
- Change %
- -80%
- Price
- $0.000000
- Shares after
- 857
- Date
- 02 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,429
- Exercise price
- $0.000000
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.
Footnote F2
No expiration date for these Units.
Footnote F3
Currently exercisable.