Thomas W. Weisel - 07 Jan 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Reporting relationship
Director
Issuer ticker
SF
Reported as of
07 Jan 2022
Net transaction value
-$71,969
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Jan 2022, 15:59:03 UTC
Prior SEC filing
14 Feb 2022
Next SEC filing
04 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thom Weisel

Key filing fact

Thomas W. Weisel filed Form 4 for STIFEL FINANCIAL CORP (SF) on 11 Jan 2022.

Key facts

  • This page summarizes Thomas W. Weisel's Form 4 filing for STIFEL FINANCIAL CORP (SF).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Jan 2022, 15:59.

Change

  • Previous filing in this sequence was filed on 14 Feb 2022.
  • Current net transaction value: -$71,969.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SF transaction

Common Stock

Tax liability

Transaction value
$71,969
Shares
-1,022
Change %
-2.5%
Price
$70.42
Shares after
39,405
Date
07 Jan 2022
Ownership
Direct
SF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,599
Change %
+6.6%
Price
$0.000000
Shares after
42,004
Date
07 Jan 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SF transaction Derivative

Phantom Stock Units

Options Exercise

Transaction value
$0
Shares
-2,599
Change %
-54%
Price
$0.000000
Shares after
2,187
Date
07 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,599
Exercise price
$0.000000
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Currently exercisable.

Footnote F2

No expiration date for these Units.

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