Kristen M. Ankerbrandt - Jan 5, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Financial Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Jan 5, 2022
Transactions value $
-$80,263
Form type
4
Date filed
1/7/2022, 04:29 PM
Previous filing
Nov 1, 2021
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +20.3K +54.76% $0.00 57.3K Jan 5, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$80.3K -9.06K -15.82% $8.86 48.2K Jan 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -20.3K -7.69% $0.00 243K Jan 5, 2022 Class A Common Stock 20.3K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.