Kristen M. Ankerbrandt - 05 Jan 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Financial Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 05 Jan 2022
Net transactions value: -$80,263
Form type: 4
Filing time: 07 Jan 2022, 16:29:23 UTC
Previous filing: 01 Nov 2021
Next filing: 29 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+20,260	+55%	$0.000000	57,260	05 Jan 2022	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$80,263	-9,059	-16%	$8.86	48,201	05 Jan 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-20,260	-7.7%	$0.000000	243,080	05 Jan 2022	Class A Common Stock	20,260		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.