Kristen M. Ankerbrandt - 28 Oct 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Financial Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
28 Oct 2021
Net transactions value
-$351,897
Form type
4
Filing time
01 Nov 2021, 18:33:58 UTC
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +64,300 64,300 28 Oct 2021 Direct F1
transaction COMP Class A Common Stock Tax liability $351,897 -27,300 -42% $12.89 37,000 28 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3,540 -100% $0.000000* 0 28 Oct 2021 Class A Common Stock 3,540 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -60,760 -19% $0.000000 263,340 28 Oct 2021 Class A Common Stock 60,760 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs are fully vested.
F4 The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.