Donald M. Panter Jr. - 01 Jan 2022 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Executive VP, Americas
Signature
/s/ Elizabeth Horton, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
01 Jan 2022
Net transactions value
-$3,863
Form type
4
Filing time
04 Jan 2022, 15:33:14 UTC
Previous filing
25 Oct 2021
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Tax liability $3,863 -1,415 -2.4% $2.73 57,005 01 Jan 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the withholding by the Issuer of an aggregate of 1,415 shares of common stock that vested on January 1, 2022 pursuant to RSU awards granted on October 14, 2019, October 1, 2020 and October 5, 2021 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.