Donald M. Panter Jr. - 21 Oct 2021 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Executive VP, Americas
Signature
/s/ Matthew Szot, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
21 Oct 2021
Net transactions value
-$17,360
Form type
4
Filing time
25 Oct 2021, 20:13:58 UTC
Previous filing
07 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +22,005 +51% $0.000000 64,779 21 Oct 2021 Direct
transaction SANW Common Stock Tax liability $17,360 -6,359 -9.8% $2.73 58,420 21 Oct 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is reporting the withholding by the Issuer of an aggregate of 6,359 shares of common stock that were issued to Reporting Person pursuant to a stock award granted on October 21, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the stock award.