Elaine Guidroz - 02 Dec 2021 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
VP, Secretary, General Counsel
Signature
/s/ Elaine Guidroz
Issuer symbol
FLL
Transactions as of
02 Dec 2021
Net transactions value
-$9,550
Form type
4
Filing time
03 Dec 2021, 20:09:49 UTC
Previous filing
21 May 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Options Exercise $755 +500 +3.2% $1.51* 15,944 02 Dec 2021 Direct
transaction FLL Common Stock Sale $4,500 -500 -3.1% $9.00 15,444 02 Dec 2021 Direct F1
transaction FLL Common Stock Options Exercise $1,132 +750 +4.9% $1.51* 16,194 03 Dec 2021 Direct
transaction FLL Common Stock Sale $6,938 -750 -4.6% $9.25 15,444 03 Dec 2021 Direct
holding FLL Common Stock 608 02 Dec 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -500 -1.4% $0.000000 34,500 02 Dec 2021 Common Stock 500 $1.51 Direct F2
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -750 -2.2% $0.000000 33,750 03 Dec 2021 Common Stock 750 $1.51 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2015, 2016 and 2017.