Elaine Guidroz - 19 May 2021 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
VP, Secretary, General Counsel
Signature
/s/ Elaine Guidroz
Issuer symbol
FLL
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4
Filing time
21 May 2021, 17:00:20 UTC
Next filing
03 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FLL Common Stock 15,444 19 May 2021 Direct F1
holding FLL Common Stock 608 19 May 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Award $0 +15,000 $0.000000 15,000 19 May 2021 Common Stock 15,000 $9.52 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not included in this report is the grant of 6,000 shares of restricted stock approved on May 19, 2021 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 17, 2022, 2023 and 2024, subject to the achievement of certain performance-based criteria, including EBITDA and free cash flow. Each such annual amount will be reported following the date of vesting.
F2 The option vests in three equal annual installments beginning on May 19, 2022.