Elaine Guidroz - Dec 7, 2021 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
VP, Secretary, General Counsel
Signature
/s/ Elaine Guidroz
Stock symbol
FLL
Transactions as of
Dec 7, 2021
Transactions value $
-$30,205
Form type
4
Date filed
12/8/2021, 08:43 PM
Previous filing
Dec 3, 2021
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Options Exercise $1.13K +750 +4.86% $1.51* 16.2K Dec 7, 2021 Direct
transaction FLL Common Stock Sale -$7.61K -750 -4.63% $10.15 15.4K Dec 7, 2021 Direct
transaction FLL Common Stock Options Exercise $3.78K +2.5K +16.19% $1.51* 17.9K Dec 8, 2021 Direct
transaction FLL Common Stock Sale -$27.5K -2.5K -13.93% $11.00 15.4K Dec 8, 2021 Direct F1
holding FLL Common Stock 608 Dec 7, 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -750 -2.22% $0.00 33K Dec 7, 2021 Common Stock 750 $1.51 Direct F2
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -2.5K -7.58% $0.00 30.5K Dec 8, 2021 Common Stock 2.5K $1.51 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.50, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2016, 2017 and 2018.